Table 1

Summary of the main types of RWE studies and their key characteristics2 5 10 11

Study typeDesignConventional usesKey characteristics compared with RCTs
Non-interventional studies, including pragmatic trialsProspective or retrospective, non-interventional, observational
Includes cohort, cross-sectional and case–control studies
  • Incidence, cause and prognosis (cohort)

  • Prevalence and cause (cross-sectional)

  • Predictors of outcome (case–control)

Advantages
  • Cohort: important in assessing risk factors where an RCT may be unethical; chronology enables clear distinction between cause and effect; several outcomes may be studied simultaneously; quick and inexpensive.

  • Cross-sectional: most efficient way to determine prevalence; quick and inexpensive; several outcomes may be studied simultaneously.

  • Case–control: case-efficient; useful for studying rare conditions or those with a long latency between exposure and disease; can assess many variables.

Disadvantages
  • Cohort: recall bias; inefficient for studying rare outcomes; loss to follow-up can significantly affect outcomes; data quality issues (potential for missing data) especially in retrospective studies; prospective studies with comparator arm may be subject to treatment-allocation bias because of lack of randomisation.

  • Cross-sectional: difficult to clearly distinguish cause and effect; may be inefficient for very rare conditions; uses questionnaires.

  • Case–control: susceptible to sampling bias, observational bias and recall bias; can only assess one outcome; risk of cross-contamination between studies.

Patient registriesProspective, observational cohort study
  • Natural history of disease

  • Real-world safety and effectiveness

  • Prognosis and quality of life

  • Quality of care

  • Cost-effectiveness

Advantages
  • Larger and more diverse population; longer follow-up.

  • Few or no required study centre visits, evaluations or procedures.

  • Can identify the most cost-effective treatment approaches.

  • Data are captured in real time.

Disadvantages
  • Lack of randomisation means that patient groups may not be comparable; problems of dose adjustment.

  • Data quality issues: potential for missing data; variance in the quality of data between registries, due to differences in audit and control measures.

  • Limits to the amount of data that can be collected.

  • Data may not be collected at fixed time intervals.

Administrative and claims database studiesRetrospective
  • Longitudinal and cross-sectional analyses of clinical and economic outcomes

  • Natural history of disease

  • Real-world safety and effectiveness

Advantages
  • Very large in size; can be used to identify rare events more easily, assess economic impact of various interventions and gain insight into associations between interventions and outcomes.

  • Quick and inexpensive.

  • Useful in assessing healthcare resource utilisation and costs.

Disadvantages
  • Lack of randomisation means patient groups may not be comparable.

  • Data quality issues: missing data; coding errors; inconsistency of coding/outcome definitions between centres or countries.

  • Limited information on health outcomes, health status and symptoms.

  • Limited validation.

Disadvantages specific to claims database studies
  • Absence of a population denominator.

  • Patients can switch between insurance companies, which may limit duration of follow-up.

Electronic health record studiesRetrospective, observational, medical record study
  • Clinical treatments, procedures and outcomes

Advantages
  • Capture real-time clinical treatment, outcomes, techniques and procedures.

  • Can study rare conditions or those with a long latency between exposure and disease.

  • Quick and inexpensive.

Disadvantages
  • Requires sophisticated data management and statistical tools.

  • Data quality issues: missing data, recording/coding errors, interpretive or recall biases.

  • Lack of randomisation means patient groups may not be comparable.

  • Typically limited to a small number of study centres.

Patient surveysOnline, interview or paper-based questionnaire
  • Health status and well-being

  • Patient preferences

  • Healthcare resource utilisation

  • Treatment patterns and expenditure

Advantages
  • Methodologically rigorous in their collection of data.

  • Can provide information on the generalisability of treatments, their impact, healthcare utilisation and costs.

Disadvantages
  • Lack of relevant data on specific treatments/products.

  • Recall and subjectivity bias.

  • RCT, randomised controlled trial; RWE, real-world evidence.